| 1. | Co - lead manager 副主承销 |
| 2. | The underwriting syndicate shall be composed of the leading underwriting security company and participating underwriting security companies 承销团应当由主承销和参与承销的证券公司组成。 |
| 3. | The major underwriter must appraise the market value of the new issue as the basis of investment decision making process 为此主承销商首先必须对新股的市场价值进行估值,以此作为投资者认购决策的参考依据。 |
| 4. | Merrill lynch , an investment bank advising the consortium , is lead underwriter for these share issues but there is no commitment yet on price 而此次收购的财务顾问公司美林是权益性融资的主承销商,他对于承销的股价没有做出任何承诺。 |
| 5. | The subscription fund payable shall be remitted to the bank accounts designated by the co - sponsors ( lead underwriters ) before 17 : 00 on august 18 , 2008 应缴申购款应当在2006年8月18日17 : 00时之前汇至联席保荐人(主承销商)指定的银行账户。 |
| 6. | Credit suisse securities was the sole global coordinator and acted as joint book - runners with goldman sachs . piper jaffray and co . acted as a co - manager for the offering 瑞士信贷是新东方首次公开招股的唯一全球协调人,并与高盛投行一起担任此次招股的主承销商 |
| 7. | The strategic allotment and the off - line allotment shall be organized and implemented by the co - sponsors ( lead underwriter ) , and the on - line offering shall be conducted through the trading system of shanghai stock exchange 战略配售和网下配售由联席保荐人(主承销商)负责组织实施,网上发行通过上海证券交易所交易系统进行。 |
| 8. | The means of ipo issuing and pricing is generally determined by the major underwriter negotiating with the issuer according to the investor ' s need . and the need of the investor is the key factor of the ipo pricing 市场化的新股定价一般是由主承销商根据投资者的需求情况,与发行人协商确定的,投资者的需求情况是新股发行定价的决定因素。 |
| 9. | Other matters relating to this offering will be published by the co - sponsors ( lead underwriters ) on china securities journal , shanghai securities news and securities times in a timely manner if it deems necessary , which all investors are requested to pay attention to 有关本次发行的其他事宜,联席保荐人(主承销商)将视需要在《中国证券报》 、 《上海证券报》和《证券时报》上及时公告,请投资者留意。 |
| 10. | Article 25 securities to be offered to the public with a total face value exceeding rmb50m shall be underwritten by an underwriting syndicate . an underwriting syndicate shall be composed of a securities firm acting as the lead underwriter and securities firms acting as participating underwriters 第二十五条向社会公开发行的证券票面总值超过人民币五千万元的,应当由承销团承销。承销团应当由主承销和参与承销的证券公司组成。 |