| 1. | 2 securities business on its own account
二证券自营业务 |
| 2. | A perfect management system and a standard operational system for its business and brokers
（四）有健全的管理制度和规范的自营业务与经纪业务分业管理的体系。 |
| 3. | In the self - settlement business , there exists policy - legal risk , market risk and portfolio risk
自营业务面对的风险主要有政策法律风险、市场风险和经营决策风险。 |
| 4. | Securities companies shall use their own funds or funds raised in accordance with the law when operating proprietary business
证券公司的自营业务必须使用自有资金和依法筹集的资金。 |
| 5. | When carrying out business on its own account , a securities firm shall use its self - owned funds and funds raised according to law
证券公司的自营业务必须使用自有资金和依法筹集的资金。 |
| 6. | 4 to have a sound management system and a standardized system for the separate administration of business on its own account and brokerage business
四有健全的管理制度和规范的自营业务与经纪业务分业管理的体系。 |
| 7. | The business risk usually appears in the main business of security company , such as self - settlement , underwriting , brokerage and entrustment
这些经营风险一般在证券公司的主要经营业务中表现出来，包括自营业务、承销业务、经纪业务和刚兴起的委托理财业务。 |
| 8. | Article 134 business on the account of a securities firm itself shall be conducted in its own name , and may not be conducted in the name of another or in the name of an individual
第一百三十四条证券公司自营业务必须以自己的名义进行，不得假借他人名义或者以个人名义进行。 |
| 9. | Article 134 . securities companies ' proprietary business shall be conducted in the names of the securities companies themselves and not in other ' s names or in the names of individuals
第一百三十四条证券公司自营业务必须以自己的名义进行，不得假借他人名义或者以个人名义进行。 |
| 10. | Similarly , the rise and fall of portfolio ' s market value reflect the risk of portfolio . if the change of market value could be predicted , the risk of portfolio could be measured
自营业务中投资组合市值的变动状况表明了这种组合承受的风险，通过var模型预测该组合市值的变动可反映出投资组合承受的风险。 |
