| 1. | Chow lai him and wing lung futures limited for aiding and abetting unlicensed dealing , and tam po chiu for supervisory failings 周礼谦及永隆期货有限公司因协助及教唆无牌交易 |
| 2. | Bea unveils next generation cyberbanking services mobile phone and pda services offer enhanced accessibility and security ( 25 th august , 2004 ) 东亚期货有限公司推出电子网络期货买卖服务( 2004年8月18日) |
| 3. | His licence was revoked on 2 march 2006 after he ceased to be accredited to wing lung securities limited and wing lung futures limited 他在不再?属于永隆证券有限公司及永隆期货有限公司后,其牌照已于2006年3月2日撤销。 |
| 4. | 3 . wing lung futures limited holds a licence under the sfo to carry on business in type 2 dealing in futures contracts regulated activity 3 .永隆期货有限公司根据证券及期货条例获发牌从事第2类期货合约交易受规管活动的业务。 |
| 5. | The sfc has successfully prosecuted mr ho po hung for dealing in futures contracts whilst unlicensed , and mr chow lai him and wing lung futures limited for aiding and abetting ho 证监会成功检控何保雄男,指其无牌而进行期货合约交易,并成功检控周礼谦男及永隆期货有限公司,指其协助及教唆何。 |
| 6. | 2 . mr chow was a representative accredited to wing lung securities limited and wing lung futures limited , licensed and approved as a responsible officer to carry on type 1 dealing in securities and type 2 dealing in futures contracts regulated activities 2 .周曾经是隶属于永隆证券有限公司及永隆期货有限公司的代表,及曾获发牌及核准为进行第1类证券交易及第2类期货合约交易受规管活动的负责人员。 |
| 7. | 4 . mr tam is a representative accredited to wing lung securities limited and wing lung futures limited , licensed and approved as a responsible officer to carry on type 1 dealing in securities and type 2 dealing in futures contracts regulated activities respectively 4 .谈现时是隶属于永隆证券有限公司及永隆期货有限公司的代表,并获发牌及核准为进行第1类证券交易及第2类期货合约交易受规管活动的负责人员。 |
| 8. | Joint sfc hkma enforcement action sfc prosecutes and sfc and hkma jointly discipline ho po hung for unlicensed dealing , chow lai him and wing lung futures limited for aiding and abetting unlicensed dealing , and tam po chiu for supervisory failings 证监会金管局联合采取的执法行动证监会检控及证监会与金管局联合对何保雄因无牌交易周礼谦及永隆期货有限公司因协助及教唆无牌交易及谈葆钊因监督缺失施加纪律处分 |
| 9. | Press release : joint sfc hkma enforcement action sfc prosecutes and sfc and hkma jointly discipline ho po hung for unlicensed dealing , chow lai him and wing lung futures limited for aiding and abetting unlicensed dealing , and tam po chiu for supervisory failings joint sfc hkma enforcement action 新闻稿:证监会金管局联合采取的执法行动证监会检控及证监会与金管局联合对何保雄因无牌交易周礼谦及永隆期货有限公司因协助及教唆无牌交易及谈葆钊因监督缺失施加纪律处分 |