| 1. | For securities market related courses , please contact cash market department
有关证券市场之持续专业培训课程，请?络现货市场部。 |
| 2. | Mr stanton wrote several books on stock exchange and must have made a bomb
斯坦顿先生写了好几本有关证券交易的书，一定挣了大笔的钱。 |
| 3. | To amend the code of conduct to require greater disclosure regarding smf activities ; and
修订操守准则，要求披露更多有关证券保证金融资活动的事宜及 |
| 4. | Margin clients should be better informed regarding the re - pledging of the securities collateral
应该更完善地知会保证金客户将有关证券抵押品转按的信息。 |
| 5. | Margin clients should be better informed regarding the re - pledging of the securities collateral
应该更完善地知会保证金客户将有关证券抵押品转按的信息。 |
| 6. | To amend the code of conduct to require greater disclosure regarding smf activities ; and
修订《操守准则》 ，要求披露更多有关证券保证金融资活动的事宜；及 |
| 7. | Will promptly notify the bank of any sale of , or other transactions in or relating to , the securities
将立即通知本行任何有关证券之售买或就证券或与证券之有关其他交易 |
| 8. | 4 persons who are able to obtain company information concerning the trading of its securities by virtue of the positions they hold in the company
四由于所任公司职务可以获取公司有关证券交易信息的人员 |
| 9. | The hkma will also collect regular information from ais on their securities - related activities by means of a revised prudential return
金管局亦会以经修订的审慎监管申报表定期向认可机构收集有关证券业务的资料。 |
| 10. | The panel discussed the paper on the review on the financial regulatory framework for securities dealers and securities margin finance providers
事务委员会讨论有关证券交易商及证券保证金融资提供者的财务规管制度检讨的文件。 |
