| 1. | Legal clairvoyance of market act of stock market operation
操纵证券市场行为的法律透视 |
| 2. | Manipulating the securities market , a type of securities fraudulent action , has become a chronic disease of the securities market
操纵证券市场行为作为证券欺诈侵权行为的一种重要类型,是我国证券市场的一大痼疾,也是证券法规制的重要对象。 |
| 3. | The current modification of the securities exchange law adds the regulations for civil liability of manipulations , which symbolizes the establishment of its system
论文从操纵证券市场行为及其民事责任制度的一般理论入手,介绍了操纵证券市场行为民事责任的作用、性质与构成要件。 |
| 4. | From the foreign experiences , one of the effective ways to prevent market manipulation is to punish severely and to apply administrative , criminal and civil sanctions together
从国外经验看，制止操纵证券市场行为的一个有效的办法就是对其实行重罚，行政、刑事和民事制裁手段并用。 |
| 5. | Amusingly , it is not until recently that chinese scholars as well as the people in the beat begin to realize this point and the issue of civil liabilities in relation to the securities market becomes a rising concern
证券民事责任正引起理论界和实务界的关注。但针对操纵证券市场行为的民事责任，至今在我国理论界还鲜有全面的论述。 |
| 6. | Therefore , the securities exchange laws of many countries normally proclaims in writing to forbid the manipulation actions and stipulates the severe punishments to the manipulators . the standardization , restriction and
最后,本文从司法实践中对操纵证券市场行为的认定及相关诉讼程序的设计两方面为我国操纵市场行为民事责任制度的完善提出了相关立法建议。 |
| 7. | In order to formulate the concept of manipulative action , the first chapter makes a full analysis of both the literal meanings of those similar words such as manipulation and operation , and their commonsense meanings in the commercial context
关于操纵证券市场行为的概念，作者在以前学者的研究基础之上，提出了四种学说，即垄断说、引诱说、欺诈说及行为说。 |
| 8. | In the subsequent three chapters , the author outlines the types of manipulation as set forth in the relevant law , summarizes the material conditions a manipulator is usually required to meet for the purpose of manipulating the securities market price and answers which market participant is likely to be a manipulator
在确立操纵行为的定义和逐一论述了如连续买卖等行为样态后，笔者转入了对操纵证券市场的行为主体的分析。从个人投资者到机构投资者，从证券公司到上市公司，甚至于连政策市这样的问题，笔者都没有轻易放过注意力。 |
| 9. | To the author ' s surprise , the word manipulation has been often misused in the situations where a legal operation is involved . this compels the author to re - assess and criticize the definitions offered by the researchers so far to the term securities - market - related manipulative action . the author labels the different definitions with a proper name indicating a different school of theory and puts forward his own definition of manipulative action in securities market
并通过论证，提出对操纵证券市场行为的一个新的定义，即，操纵证券市场行为是指违反法律禁止性规定，为牟取非法利益或转嫁不当风险，所从事的制造虚假市场行情、人为影响市场价格，诱使投资者买卖证券的行为。 |
| 10. | Likewise , only if the government returns to its proper position as an outside observer and final arbitrator of disputes can the legislative policy related to esop turn itself around . above all , any resolution to the problems of china ' s esop ultimately depends on the government ' s willingness to transform itself and its current " double - identity . " through the use of a variety of analytical methods - including case analysis , semantic analyses , historical inquiry and comparative study - this dissertation discusses the relationship between government regulation policy and china ' s actual experience with the esop system
也只有当政府回到外部观察者和纠纷的最终裁决者的位置，有关职工持股立法政策的转型才能完成;法律面向所有实行和有意实行职工持股的企业(无论其类型如何)提供一体的保障，通过税收等杠杆协调由职工持股而导致的收入差距，防止贫富过于悬殊，以及监管和制约内部人控制，制止内幕交易、操纵证券市场行为等目标也才可能实现。 |
