市场失当行为审裁处 meaning in Chinese
market misconduct tribunal
Examples
- Market misconduct tribunal
市场失当行为审裁处 - Securities and futures registration of market misconduct tribunal orders rules
证券及期货登记市场失当行为审裁处命令规则 - To empower the market misconduct tribunal to impose , in addition to existing sanctions such as disqualification orders and disgorgement orders , new civil sanctions , namely public reprimands and civil fines , on the primary targets , i . e . issuers , directors and officers , for breaches of the statutory listing rules made by sfc ; and
赋权市场失当行为审裁处对违反证监会所订立的法定上市规则的重点对象,即发行人董事及高级人员,除可施加现有制裁如发出取消资格令和交出款项令之外,还可施加新的民事制裁,即作出公开谴责和施加民事罚款及