业务审查 meaning in Chinese

operating audit

Of the securities business of authorized institutions that are " exempt dealers " . such institutions are exempt from the need to be registered under the securities ordinance and are not subject to the supervision of the
金管局在2000年2月把证券业务审查专家小组的数目由1组增加至3组；这些小组负责对具有获豁免交易商资格的认可机构的证券业务进行
During securities examinations , the hkma ascertains the adequacy of ais internal control systems for compliance with regulatory requirements and ensuring the fitness and propriety of those staff carrying out mpf intermediary activities
在进行证券业务审查期间，金管局亦查核认可机构的内部监控制度是否足以确保机构切实遵守监管规定，以及从事强积金中介业务的员工是否符合适当人选的准则。