注册证券商 meaning in English

registered dealer

Of the respective dates of the introduction of rules and codes of conduct by the securities and futures commission and the stock exchange of hong kong limited , which spell out clearly the principles and practices which registered stock brokers or their staff should follow when dealing in transactions either for their own accounts or for their clients
证券及期货事务监察委员会或联合交易所从何时开始订有规则及操守准则，清楚列明注册证券商或其从业员在处理本身或其客户的交易时应遵循的原则及做法