审慎性监管 meaning in English
prudential regulation
Examples
- From pure rule - auditor supervision to cautious supervision regards avoiding the financial risk . the core , all of these scribes that bank supervision is heading for the scientific , legal , normal orbit gradually
从单纯的合规性稽核监管到目前以防范金融风险为核心的审慎性监管,标志着我国的银行监管正逐步走向科学化、法制化、规范化的轨道。 - Besides the definition and the supervision of foreign investment banks , the first part of this paper will analyses the necessity of supervision over foreign investment banks from three aspects : economic , legal and the social value , summarize the content of the supervision and draw a conclusion of two different shapes between restrictive supervision and prudential supervision , paving the way for the following discussion
本文第一部分界定了外资银行和外资银行监管的含义,从经济学、法学、社会价值约束三个方面阐述了外资银行监管的必要性,总结了外资银行的监管内容,归纳了外资银行限制性监管和审慎性监管的两种不同形态,为下文的论述作了铺垫。 - The regulation methods may be divided into prudential regulation and opportunist behavioral regulation , the former regulates the financial risk and normal management ability of futures brokerage firms , including regulation of market access , on - going operation and market withdraw , the latter regulates the violation of rules and regulations , the opportunist behaviors that do harm to the public but benefit themselves
中国期货公司监管的主体是中国证监会;监管的类型分为审慎性监管和机会主义监管,前者对期货公司的财务风险和正常的经营能力进行监管,包括市场准入、持续经营和市场退出的监管,后者是对期货公司违规违法、损人利己的机会主义行为的监管。